I’m happy to announce two new technical results related to the problem of logical uncertainty, perhaps our most significant results from the past year. In brief, these results split the problem of logical uncertainty into two distinct subproblems, each of which we can now solve in isolation. The remaining problem, in light of these results, is to find a unified set of methods that solve both at once.

The solutions for each subproblem are available in two new papers, based on work spearheaded by Scott Garrabrant: “Inductive coherence”¹ and “Asymptotic convergence in online learning with unbounded delays.”²

To give some background on the problem: Modern probability theory models reasoners’ empirical uncertainty, their uncertainty about the state of a physical environment, e.g., “What’s behind this door?” However, it can’t represent reasoners’ logical uncertainty, their uncertainty about statements like “this Turing machine halts” or “the twin prime conjecture has a proof that is less than a gigabyte long.”³

Roughly speaking, if you give a classical probability distribution variables for statements that could be deduced in principle, then the axioms of probability theory force you to put probability either 0 or 1 on those statements, because you’re not allowed to assign positive probability to contradictions. In other words, modern probability theory assumes that all reasoners know all the consequences of all the things they know, even if deducing those consequences is intractable.

We want a generalization of probability theory that allows us to model reasoners that have uncertainty about statements that they have not yet evaluated. Furthermore, we want to understand how to assign “reasonable” probabilities to claims that are too expensive to evaluate.

Imagine an agent considering whether to use quicksort or mergesort to sort a particular dataset. They might know that quicksort typically runs faster than mergesort, but that doesn’t necessarily apply to the current dataset. They could in principle figure out which one uses fewer resources on this dataset, by running both of them and comparing, but that would defeat the purpose. Intuitively, they have a fair bit of knowledge that bears on the claim “quicksort runs faster than mergesort on this dataset,” but modern probability theory can’t tell us which information they should use and how.⁴

What does it mean for a reasoner to assign “reasonable probabilities” to claims that they haven’t computed, but could compute in principle? Without probability theory to guide us, we’re reduced to using intuition to identify properties that seem desirable, and then investigating which ones are possible. Intuitively, there are at least two properties we would want logically non-omniscient reasoners to exhibit:

1. They should be able to notice patterns in what is provable about claims, even before they can prove or disprove the claims themselves. For example, consider the claims “this Turing machine outputs an odd number” and “this Turing machine outputs an even number.” A good reasoner thinking about those claims should eventually recognize that they are mutually exclusive, and assign them probabilities that sum to at most 1, even before they can run the relevant Turing machine.

2. They should be able to notice patterns in sentence classes that are true with a certain frequency. For example, they should assign roughly 10% probability to “the 10¹⁰⁰th digit of pi is a 7” in lieu of any information about the digit, after observing (but not proving) that digits of pi tend to be uniformly distributed.

MIRI’s work on logical uncertainty this past year can be very briefly summed up as “we figured out how to get these two properties individually, but found that it is difficult to get both at once.” Read more »

1. This work was originally titled “Uniform coherence”. This post has been updated to reflect the new terminology. ↩
2. Garrabrant’s IAFF forum posts provide a record of how these results were originally developed, as a response to Ray Solomonoff’s theory of algorithmic probability. Concrete Failure of the Solomonoff Approach and The Entangled Benford Test lay groundwork for the “Asymptotic convergence…” problem, a limited early version of which was featured in the “Asymptotic logical uncertainty and the Benford test” report. Inductive coherence is defined in Uniform Coherence 2, and an example of an inductively coherent predictor is identified in The Modified Demski Prior is Uniformly Coherent. ↩
3. This type of uncertainty is called “logical uncertainty” mainly for historical reasons. I think of it like this: We care about agents’ ability to reason about software systems, e.g., “this program will halt.” Those claims can be expressed in sentences of logic. The question “what probability does the agent assign to this machine halting?” then becomes “what probability does this agent assign to this particular logical sentence?” The truth of these statements could be determined in principle, but the agent may not have the resources to compute the answers in practice. ↩
4. For more background on logical uncertainty, see Gaifman’s “Concerning measures in first-order calculi,” Garber’s “Old evidence and logical omniscience in Bayesian confirmation theory,” Hutter, Lloyd, Ng, and Uther’s “Probabilities on sentences in an expressive logic,” and Aaronson’s “Why philosophers should care about computational complexity.” ↩

MIRI Research Fellow Andrew Critch has written a new paper on cooperation between software agents in the Prisoner’s Dilemma, available on arXiv: “Parametric bounded Löb’s theorem and robust cooperation of bounded agents.” The abstract reads:

Löb’s theorem and Gödel’s theorem make predictions about the behavior of systems capable of self-reference with unbounded computational resources with which to write and evaluate proofs. However, in the real world, systems capable of self-reference will have limited memory and processing speed, so in this paper we introduce an effective version of Löb’s theorem which is applicable given such bounded resources. These results have powerful implications for the game theory of bounded agents who are able to write proofs about themselves and one another, including the capacity to out-perform classical Nash equilibria and correlated equilibria, attaining mutually cooperative program equilibrium in the Prisoner’s Dilemma. Previous cooperative program equilibria studied by Tennenholtz and Fortnow have depended on tests for program equality, a fragile condition, whereas “Löbian” cooperation is much more robust and agnostic of the opponent’s implementation.

Tennenholtz (2004) showed that cooperative equilibria exist in the Prisoner’s Dilemma between agents with transparent source code. This suggested that a number of results in classical game theory, where it is a commonplace that mutual defection is rational, might fail to generalize to settings where agents have strong guarantees about each other’s conditional behavior.

Tennenholtz’s version of program equilibrium, however, only established that rational cooperation was possible between agents with identical source code. Patrick LaVictoire and other researchers at MIRI supplied the additional result that more robust cooperation was possible between non-computable agents, and that it is possible to efficiently determine the outcomes of such games. However, some readers objected to the infinitary nature of the methods (for example, the use of halting oracles) and worried that not all of the results would carry over to finite computations.

Critch’s report demonstrates that robust cooperative equilibria exist for bounded agents. In the process, Critch proves a new generalization of Löb’s theorem, and therefore of Gödel’s second incompleteness theorem. This parametric version of Löb’s theorem holds for proofs that can be written out in n or fewer characters, where the parameter n can be set to any number. For more background on the result’s significance, see LaVictoire’s “Introduction to Löb’s theorem in MIRI research.”

The new Löb result shows that bounded agents face obstacles to self-referential reasoning similar to those faced by unbounded agents, and can also reap some of the same benefits. Importantly, this lemma will likely allow us to discuss many other self-referential phenomena going forward using finitary examples rather than infinite ones.